Client Services Associate

Carol is a Client Services associate providing financial planning and operational support. She has over 20 years in the financial services industry with direct client involvement as a financial advisor. In addition, Carol has held the position of Compliance officer at her last firm which made her responsible for regulatory policies and procedures.

Carol holds the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation which indicates she has achieved a level of education, experience and ethics requirements clients value. Carol has participated in leadership roles at her local chapter of the Financial Planning Association, which is a worldwide organization for CFP® professionals. Carol and her husband live in Venice, Florida. They both enjoy riding their tandem bike around South Florida and beyond.